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Securities and Exchange Commission

SEC vs Ripple: XRP non-security status unchallenged BeInCrypto13:07Ripple XRP Crypto

Ripple vs SEC: Legal outcome stands on solid ground Times Tabloid10:56Ripple XRP Crypto

Judge partially grants Coinbase’s request for SEC documents in ongoing legal battle CryptoGlobe21:49Gary Gensler Coinbase Crypto

SEC Chair Gary Gensler’s leaked memo triggers crypto market turmoil and stock recession fears Coinotag19:03Gary Gensler Coinbase Crypto

FTX fallout ongoing as SEC charges Galois Capital for custody failures CCN15:39Galois Capital FTX Crypto

FTX collapse takes Galois Capital down, SEC settles charges for misleading investors and custody failures FXstreet10:06Galois Capital FTX Crypto

Keurig to pay $1.5M settlement over claims about the recyclability of its K-Cups WBUR-FM22:03K-Cup Keurig Boston

Keurig to pay $1.5M fine to SEC over K-Cup recyclability claims ABC News19:44K-Cup Keurig Boston

SEC has levied over $7.42 billion in fines against crypto industry: study Cryptopolitan03:40Crypto

US SEC rakes in $4.68 Billion from crypto sector amid 2024 crackdown BeInCrypto09:04Crypto

Six credit rating agencies pay $49m to settle SEC charges Royal Gazette19:46

US SEC charges six credit rating agencies with recordkeeping failures Yahoo! US21:52

SEC settles with manufacturer, chairman over false offer for U.S. Steel Manufacturing.net17:32Esmark

SEC reaches settlement with Esmark and its chairman on US Steel matter Yahoo! UK & Ireland18:27Esmark

tZERO secures SEC approval to custody crypto securities FinanceFeeds23:33tZERO Crypto World Banking

tZero becomes 2nd FINRA-approved broker-dealer for digital securities Cointelegraph22:38tZERO Crypto World Banking

Ripple CEO Brad Garlinghouse shares big news and challenges for the XRP community Coinpedia13:50Ripple XRP Crypto

Ripple Co-founder Chris Larsen backs Kamala Harris for President, highlighting internal… Coinotag17:15Ripple XRP Crypto

Ripple’s request to stay $125M judgement granted, hinting at potential SEC appeal in… ZyCrypto16:54Ripple XRP Crypto

Ripple and SEC reach temporary agreement amid legal battle FX Leaders16:54Ripple XRP Crypto

Latest News

In the last hour

SEC has levied over $7.42 billion in fines against crypto industry: study Cryptopolitan03:40

In the last 2 hours

The Digital Chamber Calls SEC’s Wells Notice to OpenSea an Abuse of Power BitcoinWorld02:58

In the last 6 hours

tZERO secures SEC approval to custody crypto securities FinanceFeeds23:33 10-Sept-24

Bitcoin Bear Market Signs: Understanding the Decline Amidst Price Plummets and Whale Activities Coinotag23:29 10-Sept-24

SEC Is Making Companies Pay the Price for Silencing Workplace Whistleblowers All Work22:52 10-Sept-24

Digital Chamber calls for Congress to address SEC actions against NFTs Cointelegraph22:48 10-Sept-24

tZero becomes 2nd FINRA-approved broker-dealer for digital securities Cointelegraph22:38 10-Sept-24

Innventure LLC and Learn CW Investment Corporation Announce the Effectiveness of the… Business Wire (Press Release)22:21 10-Sept-24

In the last 8 hours

Keurig to pay $1.5M settlement over claims about the recyclability of its K-Cups WBUR-FM22:03 10-Sept-24

SEC Charges John Deere With FCPA Violations for Subsidiary’s Role in Thai Bribery Scheme US Exchange Commission21:41 10-Sept-24

Eureka Acquisition Corp Announces the Separate Trading of its Class A Ordinary Shares and Rights, Commencing on… GlobeNewswire (Press Release)21:41 10-Sept-24

Telesis Bio Plans to Delist its Securities from The Nasdaq Stock Market GlobeNewswire (Press Release)21:41 10-Sept-24

Yesterday

SEC Proxy Firm Rule Reversal Survives Sixth Circuit Challenge Bloomberg Law20:04 10-Sept-24

John Deere Will Pay SEC $10M To End Thai Bribes Probe Law36019:58 10-Sept-24

Keurig To Pay SEC $1.5M Over K-Cup Recyclability Claims Law36019:48 10-Sept-24

Keurig to pay $1.5M fine to SEC over K-Cup recyclability claims ABC News19:44 10-Sept-24

Keurig Made Inaccurate Statements About K-Cup Pods' Recyclability, SEC Says Investopedia19:13 10-Sept-24

SEC charges Keurig Dr Pepper over claims about K-Cups' recyclability NECN, New England19:11 10-Sept-24

Terra Luna Classic Set for Grand LUNC Burn from TFL Bankruptcy DailyCoin19:10 10-Sept-24

SEC Chair Gary Gensler’s Leaked Memo Triggers Crypto Market Turmoil and Stock Recession Fears Coinotag19:03 10-Sept-24

REIT Focused On Outparcels Launching IPO Bisnow19:01 10-Sept-24

Keurig Dr Pepper faces charges over K-Cup recyclability claims CBS News18:33 10-Sept-24

Gensler Says Better Crisis Disclosures Can Help Avert Panics Bloomberg Law18:33 10-Sept-24

Keurig Settles SEC Charges of Deceptive K-Cup Recycling Claims Bloomberg Law18:22 10-Sept-24

Colorado Governor Polis and Fellow Governors Call on SEC to Take Action to Save Americans Money on Electricity Colorado Governor (Press Release)18:13 10-Sept-24

Public Companies Update – August One-Minute Reads JD Supra18:02 10-Sept-24

SEC charges Keurig Dr Pepper for misleading K-Cup recyclability claims just-drinks.com17:56 10-Sept-24

SEC Decides Not To Seek Supreme Court Review of Decision Vacating Private Fund Rules JD Supra17:52 10-Sept-24

Tzero SPBD license by US SEC Issues SPBD BitcoinWorld17:17 10-Sept-24

Keurig claimed its K-cup pods were recyclable. The SEC says that’s not quite true. Boston Globe17:03 10-Sept-24

SEC Unyielding on Crypto Custody Rule Sab 121: Paving Way for Operation Chokepoint 2.0? CCN16:37 10-Sept-24

SEC and FINRA make tZero second recipient of special crypto license following controversial… Fortune16:13 10-Sept-24

SEC Announces Six New Investor Advisory Committee Members US Exchange Commission15:55 10-Sept-24

Keurig to pay $1.5M to settle SEC charges related to pod recyclability statements Toronto Sun15:36 10-Sept-24

Deere settles US SEC bribery probe into massage parlor, other gifts in Thailand Channel NewsAsia15:35 10-Sept-24

tZERO Group Inc. Becomes Second Firm Approved for Digital Asset Securities Custody by U.S.… Coinotag15:30 10-Sept-24

Keurig to pay $1.5M settlement over statements on the recyclability of its K-Cup drink pods MailOnline15:30 10-Sept-24

Active ETFs Approach $1 Trillion in Global Assets Power Corridor15:22 10-Sept-24

TZERO receives SEC and FINRA approval for digital securities custody crypto.news15:17 10-Sept-24

Keurig to pay $1.5M to settle SEC charges related to K-Cup pod recyclability statements Yahoo! UK & Ireland15:01 10-Sept-24

SEC Crypto Crackdown: $4.7 Billion in Enforcement Actions This Year CoinEdition14:39 10-Sept-24

SEC Enforcement Action Fines Skyrocket Over 3000% in 2024 Coinpaper14:37 10-Sept-24

SEC Continues Focus on Off-Channel Communications The Harvard Law School Forum on Corporate Governance14:31 10-Sept-24

Deere to pay $9.93 million to settle US SEC bribery probe Yahoo! UK & Ireland14:21 10-Sept-24

SEC Crypto Fines List: 2024 Total Surges 3000% Amid Crackdown CCN14:14 10-Sept-24

SEC Charges Keurig with Making Inaccurate Statements Regarding Recyclability of K-Cup Beverage Pod US Exchange Commission14:12 10-Sept-24

XRP Price Surge on the Horizon? This Vital Ripple Metric Suggests So CryptoPotato.com10:01 10-Sept-24

SEC Fines Seven Companies With Whistleblower Violation RTT News09:38 10-Sept-24

US SEC Rakes in $4.68 Billion from Crypto Sector Amid 2024 Crackdown BeInCrypto09:04 10-Sept-24

SEC’s Crypto Crackdown Reaches $4.68 Billion in 2024- Report Todayq08:19 10-Sept-24

Crypto Crackdown Goes Wild: SEC Collected $4.7 Billion in 2024—Record-Breaking Year for Fines Coinpedia07:35 10-Sept-24

SEC ‘dug in’ on bank crypto custody rule as agency’s stance ‘unchanged’ Cointelegraph07:32 10-Sept-24

SEC crypto enforcement hits $4.7B this year, rising 3,000% from 2023 Cointelegraph05:30 10-Sept-24

SEC Fines 9 Advisers $1.24M Over Marketing Rule Violations Law36003:42 10-Sept-24

Cybersecurity Co. Founders To Pay $1.6M In SEC Fraud Suit Law36003:31 10-Sept-24

Coinbase Notches Some Wins In SEC Discovery Battle Law36003:11 10-Sept-24

Ex-Finance Exec To Pay SEC $110K In Insider Trading Action Law36003:01 10-Sept-24

StepStone Announces Pricing of Secondary Offering GlobeNewswire (Press Release)02:29 10-Sept-24

Split SEC Adopts New Quality Control Standards For Auditors Law36001:40 10-Sept-24

SEC Fines 7 Companies $3M Over Whistleblower Violations Law36000:38 10-Sept-24

In the last 7 days

Sprott Physical Platinum and Palladium Trust Updates Its “At-The-Market” Equity Program GlobeNewswire (Press Release)23:31 9-Sept-24

Sprott Physical Gold Trust Updates Its “At-The-Market” Equity Program GlobeNewswire (Press Release)23:21 9-Sept-24

Capstone Green Energy Files Third Quarter Fiscal 2024 Form 10-Q Business Wire (Press Release)22:43 9-Sept-24

Judge Partially Grants Coinbase’s Request for SEC Documents in Ongoing Legal Battle CryptoGlobe21:49 9-Sept-24

Coinbase Under Fire: Class Action Suit on SEC Disclosures Advances in Court Finance Magnates21:43 9-Sept-24

US settles charges with 9 firms for marketing rule violations Anadolu Agency21:25 9-Sept-24

Viking Announces Launch of Secondary Public Offering Business Wire (Press Release)21:23 9-Sept-24

Ionis announces proposed public offering of common stock PR Newswire (Press Release)21:20 9-Sept-24

SEC Dismisses In-House Proceedings Against Accountants Following Jarkesy JD Supra20:28 9-Sept-24

SEC Charges Nine Investment Advisers in Ongoing Sweep into Marketing Rule Violations US Exchange Commission20:05 9-Sept-24

SEC fines Esmark, CEO combined $600K over false offer to U.S. Steel Corp. Compliance Week20:00 9-Sept-24

Securities Enforcement Roundup – August 2024 JD Supra19:57 9-Sept-24

Six credit rating agencies pay $49m to settle SEC charges Royal Gazette19:46 9-Sept-24

Remarks before the 2024 AICPA & CIMA Conference on Banks & Savings Institutions: Accounting for Crypto-Asset… US Exchange Commission19:34 9-Sept-24

SEC fines Esmark, CEO combined $600K over false U.S. Steel offer Compliance Week19:29 9-Sept-24

SEC crypto fines spiked 3,018% in one year crypto.news17:49 9-Sept-24

SEC settles with 7 companies it says violated whistleblower protection rules Yahoo! US17:38 9-Sept-24

US SEC approves new audit quality benchmarks over Republican objections Yahoo! UK & Ireland17:38 9-Sept-24

Another Wave of SEC Settlements Underscore the Continued Priority of Record Retention Communication Compliance JD Supra17:34 9-Sept-24

SEC Settles with Manufacturer, Chairman Over False Offer for U.S. Steel Manufacturing.net17:32 9-Sept-24

SEC Publishes Small Business Educational Resources About Income Statements and Balance Sheets US Exchange Commission17:32 9-Sept-24

Does The SEC's Jurisdiction Really Extend To Any Person? JD Supra17:24 9-Sept-24

SEC Greenlights Rollout of Tougher Audit Quality Control Rules Bloomberg Law17:06 9-Sept-24

SEC Approves a New PCAOB Quality Control Standard US Exchange Commission16:51 9-Sept-24

Pro-XRP Lawyer Assures Community on SEC’s Appeal Strategy CoinEdition16:49 9-Sept-24

US SEC hits 7 public companies with penalties for violating whistleblower protections Yahoo! UK & Ireland14:55 9-Sept-24

SEC fines Nationwide Planning, affiliates combined $240K over impeding whistleblowers Compliance Week14:54 9-Sept-24

SEC Charges Seven Public Companies with Violations of Whistleblower Protection Rule US Exchange Commission14:08 9-Sept-24

Big Lots files for bankruptcy, will close some stores amid sale to investment firm Fox News13:14 9-Sept-24

SEC vs Ripple: XRP Non-Security Status Unchallenged BeInCrypto13:07 9-Sept-24

How Loper Bright and the End to the Chevron Doctrine Impact the SEC ProMarket.org11:43 9-Sept-24

Ripple vs SEC: Legal Outcome Stands On Solid Ground Times Tabloid10:56 9-Sept-24

Ripple Lawsuit News : Can XRP’s Security Classification Be Challenged on Appeal? Coinpedia08:48 9-Sept-24

Rumors of SEC Chair Gary Gensler’s Dismissal Spread Across Social Media BitcoinWorld02:17 9-Sept-24

Judge Orders SEC to Produce Key Documents in Coinbase Case Cointurk News18:06 8-Sept-24

Judge Grants Coinbase Partial Win Over SEC—But There’s a Catch DailyCoin16:03 8-Sept-24

WisdomTree Withdraws Ethereum Trust Filing, VanEck Closes ETH Futures ETF CoinEdition22:36 7-Sept-24

XRP Lawsuit: Ripple’s Latest Court Move Against SEC Hints At Next “Surprising” Outcome ZyCrypto20:59 7-Sept-24

Coinbase Secures Access to SEC Memos: How This Ruling Could Impact the Case Crypto News Land20:04 7-Sept-24

Ripple CEO Brad Garlinghouse Shares Big News and Challenges for the XRP Community Coinpedia13:50 7-Sept-24

WisdomTree Withdraws Ethereum Trust Application Amid Shifts in ETF Landscape 36crypto11:22 7-Sept-24

Wisdom Tree Drops Ethereum Trust S-1 Registration with SEC Todayq09:29 7-Sept-24

Coinbase scores partial legal win against SEC Cryptopolitan07:27 7-Sept-24

Coinbase SEC Document Discovery -Court Grants Coinbase Limited SEC Document Discovery, Rejects Subpoena for Gensler BitcoinWorld04:08 7-Sept-24

SEC Wins Suit Against Trader Who Reaped 'Maker-Taker' Fees Law36003:05 7-Sept-24

11th Circ. Orders New Look At Penalty In SEC Loan Fraud Suit Law36002:03 7-Sept-24

SEC Fraud Suit Against Battery Co. Survives Dismissal Bid Law36000:11 7-Sept-24

DOJ & SEC Bring Enforcement Actions Against Short Sellers, Highlighting Continued Prevalence of Short Selling Against… JD Supra23:26 6-Sept-24

Bay Area real estate crowdfunder charged with “ponzi-like” $3M scheme The Real Deal22:58 6-Sept-24

Three Defendants Settle SEC's $14M Pot Co. Securities Suit Law36022:09 6-Sept-24

Coinbase wins partial court approval in document request against SEC FinanceFeeds22:03 6-Sept-24

Coinbase secures partial victory over SEC in motion to compel discovery Cointelegraph22:02 6-Sept-24

SEC Accuses Fla. Men Of Mass Tort Litigation Financing Fraud Law36021:59 6-Sept-24

SEC Sues Florida Litigation Funder Over Mass Tort Investor Scam Bloomberg Law21:47 6-Sept-24

After Chevron: SEC Climate And ESG Rules Likely Doomed JD Supra20:43 6-Sept-24

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11 Sept 03:40

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Securities and Exchange Commission News

Latest news on the SEC, or the Securities and Exchange Commission, an independent federal agency that regulates the securities markets and protects investors in the United States. It was created in 1934 as part of the New Deal program to prevent another market crash like the one that occurred in 1929. The SEC has five main functions: to enforce federal securities laws, to oversee the securities industry and its participants, to promote fair and efficient markets, to facilitate capital formation, and to protect the interests of investors.

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