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Securities and Exchange Commission

U.S. SEC issues guidance on corporate share-based executive compensation Metro US17:56US Not Coronavirus

SEC updates guidance on ‘spring-loaded’ compensation awards Compliance Week21:52US Not Coronavirus

Kevin o’Leary on SEC v Ripple lawsuit over XRP: ‘I have zero interest in investing in litigation against SEC’ Bitcoin.com03:01XRP Ripple Crypto

Ripple expects SEC lawsuit over XRP to conclude next year, CEO says ‘We’re seeing pretty good progress’ Bitcoin.com00:41XRP Ripple Crypto

New rules for proxy contests: SEC adopts mandatory universal proxy rules JD Supra19:40

SEC adopts final rules requiring universal proxy cards JD Supra22:48

Bipartisan lawmakers urge SEC to review Unilever filings over Ben & Jerry’s Israel boycott Fox News20:31Unilever Israel Food & Drink

US lawmakers urge SEC inquiry over Ben & Jerry’s Israel boycott The Algemeiner19:08Unilever Israel Food & Drink

UK vs US Enforcement Approaches: A comparison Lex Blog (Weblog)15:33UK Crime

Nikola founder continues dumping stock following criminal indictment The Truth About Cars19:36UK Crime

Morgan Stanley increases Bitcoin exposure, buys more grayscale BTC trust shares CryptoPotato.com14:54Morgan Stanley US Banking Bitcoin

Former JP Morgan executive files sox whistleblower retaliation lawsuit Forbes14:28Morgan Stanley US Banking Bitcoin

SEC proposes amendments to rules governing proxy voting advice JD Supra16:03

SEC proposes rescinding 2020 amendments to rules governing proxy advisors JD Supra01:51

ProPetro avoids fine in executive perk case; ex-CEO to pay $195K Compliance Week21:42

U.S. SEC charges oilfield services firm, former exec with disclosure failures -statement Reuters12:22

SEC greenlights IPO for Haus Talk, Eei Corp. The Manila Times16:17Markets Stock Market (US) Stock Markets

SEC clears Citicore's real estate investment trust IPO ABS-CBNnews.com06:11Markets Stock Market (US) Stock Markets

The SEC declares “You all fail” JD Supra22:38Risk Alert

SEC Issues Risk Alert on Investment Advisers that Provide Electronic Investment Advice National Law Review18:22Risk Alert

Latest News

In the last hour

CNOOC Finance (2014) ULC Intends to Deregister and Terminate Reporting Obligations under the U.S. Securities Exchange… AsiaOne11:17

In the last 4 hours

SEC puts ‘spring-loaded’ executive payouts in crosshairs with new guidance Financial News09:56

CNOOC Limited Intends to Deregister and Terminate Reporting Obligations under the U.S.… PR Newswire (Press Release)09:51

In the last 6 hours

Kelly ETFs Filed An Application With SEC To Launch Ethereum Futures ETF The Crypto Basic07:54

Earlier today

Kelly Strategic Management files for Ethereum futures ETF Cointelegraph02:02

SEC Issues New Guidance on Measuring Cost of ‘Spring-Loaded’ Awards The Wall Street Journal01:45

Yesterday

5th Circ. Asked To Rethink SEC Win In Test Of Liu Decision Law36022:28 29-Nov-21

SEC updates guidance on ‘spring-loaded’ compensation awards Compliance Week21:52 29-Nov-21

Cvent and Dragoneer to Present at Water Tower Research Fireside Chat Business Wire (Press Release)21:13 29-Nov-21

Forbes Announces Year-to-Date 2021 Financial Results Business Wire (Press Release)21:13 29-Nov-21

SEC Issues Guidance On 'Spring-Loaded' Executive Comp Law36020:56 29-Nov-21

Microsoft’s Satya Nadella Sells Half of His Shares in the Company The Wall Street Journal19:42 29-Nov-21

SEC offers accounting guidance on ‘spring-loaded’ compensation awards Accounting Today19:36 29-Nov-21

U.S. SEC issues guidance on corporate share-based executive compensation Metro US17:56 29-Nov-21

SEC targets ‘spring-loaded’ stock options that enrich executives in wake of Kodak controversy MarketWatch17:36 29-Nov-21

U.S. SEC issues guidance around how listed companies disclose share-based compensation to… FX Empire16:24 29-Nov-21

SEC Staff Issues Accounting Guidance on "Spring-Loaded" Compensation Awards to Executives US Exchange Commission16:04 29-Nov-21

SEC Proposes Amendments to Rules Governing Proxy Voting Advice JD Supra16:03 29-Nov-21

What the SEC Requires From Businesses After a Data Breach Security Intelligence14:02 29-Nov-21

Comtech Sets the Record Straight Regarding Outerbridge’s Continued Misleading Claims Business Wire (Press Release)13:33 29-Nov-21

Hyperfine, Liminal Sciences, and HealthCor Catalio Acquisition Corp. Announce Effectiveness of… PR Newswire (Press Release)12:34 29-Nov-21

SPI Energy's Phoenix Motor Unit Files for IPO MarketWatch12:09 29-Nov-21

American Tower Commences Cash Tender Offer for All Outstanding Shares of CoreSite Business Wire (Press Release)12:08 29-Nov-21

“Everyone Gets Rich... Except The People Who Put Money In.” The Daily Poster11:36 29-Nov-21

Nigeria: SEC Warns Companies, Registrars On Selective Dividend Payout AllAfrica07:18 29-Nov-21

Union Bank's digital bank gets SEC approval ABS-CBNnews.com04:17 29-Nov-21

In the last 7 days

Bipartisan lawmakers urge SEC to review Unilever filings over Ben & Jerry’s Israel boycott Fox News20:31 28-Nov-21

US Lawmakers Urge SEC Inquiry Over Ben & Jerry’s Israel Boycott The Algemeiner19:08 28-Nov-21

House legislators urge SEC inquiry into Unilever and Ben & Jerry’s Jewish Insider03:39 28-Nov-21

Kevin O’Leary on SEC v Ripple Lawsuit Over XRP: ‘I Have Zero Interest in Investing in Litigation Against SEC’ Bitcoin.com03:01 28-Nov-21

Spot Bitcoin ETF Approval Is On The Horizon, Says Gemini’s Exec With Compelling Reasons ZyCrypto15:13 27-Nov-21

Rep. Torres asks SEC to review Unilever filings over Ben & Jerry's Israel boycott New York Post13:39 27-Nov-21

Cepton Technologies and Growth Capital Acquisition Corp. Announce Committed Investment… Business Wire (Press Release)00:58 27-Nov-21

Casper Sleep, LKQ See Activist Action Barron's Online21:07 26-Nov-21

PROG Holdings, Inc. Announces Closing of Senior Unsecured Notes Offering and Satisfaction of… Business Wire (Press Release)18:36 26-Nov-21

INVESTIGATION REMINDER: The Schall Law Firm Announces it is Investigating Claims Against DocGo… Business Wire (Press Release)17:45 26-Nov-21

SEC Enforcement In FY 2021 Included Significant Actions In Traditional And Emerging Areas And Over $1 Billion In… JD Supra16:23 26-Nov-21

Market Trading Trends: Expect Regulatory Guidance to Accelerate JD Supra16:23 26-Nov-21

UK vs US Enforcement Approaches: A comparison Lex Blog (Weblog)15:33 26-Nov-21

Consulting Firm Settles Allegations That It Had Inadequate Procedures For Handling Of MNPI Between Units JD Supra15:32 26-Nov-21

Pershing Square SPARC Holdings, Ltd. Files Registration Statement Business Wire (Press Release)11:09 26-Nov-21

New Investigation Reveals SEC vs. Ripple Case Has More To It Than Just XRP ZyCrypto20:18 25-Nov-21

New Investigation Reveals SEC v. Ripple Case Has More To It Than Just XRP ZyCrypto19:27 25-Nov-21

INSTADOSE PHARMA INVESTOR ALERT- SEC ORDERS SUSPENSION IN TRADING OF THE COMPANY’S SECURITIES - Kehoe Law Firm, P.C.… GlobeNewswire (Press Release)14:48 25-Nov-21

Apple In Spotlight Over Employee NDAs Silicon UK13:38 25-Nov-21

Inside the Ripple vs. SEC saga: Investigation reveals new details of personal interests at the SEC Crypto News Flash10:44 25-Nov-21

Ripple Price Prediction: XRP Nurtures A 13% Drop To $0.900 CoinGape07:37 25-Nov-21

Reasons to Oppose the SEC's New 13F Proposal market folly (Weblog)23:58 24-Nov-21

CHP Merger Corp. Announces Approval of Extension Proposal PR Newswire (Press Release)22:12 24-Nov-21

INVESTIGATION ALERT: The Schall Law Firm Announces it is Investigating Claims Against DocGo… Business Wire (Press Release)21:29 24-Nov-21

Lee Enterprises Adopts Limited-Duration Shareholder Rights Plan Business Wire (Press Release)21:19 24-Nov-21

Regulatory riddle: An investigation into the SEC v. Ripple case and its consequences for crypto Fox News21:08 24-Nov-21

SEC open meeting on Dec 2 to include crypto panel discussion Cointelegraph21:01 24-Nov-21

Former 5W Public Relations employee is charged with insider trading in The Trade Desk stock Business Insider20:29 24-Nov-21

8i Acquisition 2 Corp. Announces Closing of Initial Public Offering and Full Exercise of Underwriter's Over-Allotment… GlobeNewswire (Press Release)19:57 24-Nov-21

New Rules for Proxy Contests: SEC Adopts Mandatory Universal Proxy Rules JD Supra19:40 24-Nov-21

Nikola Founder Continues Dumping Stock Following Criminal Indictment The Truth About Cars19:36 24-Nov-21

Morgan Stanley Increases Bitcoin Exposure Crypto Briefing18:10 24-Nov-21

Suburban Propane Partners, L.P. Annual Report Available Online PR Newswire (Press Release)18:01 24-Nov-21

Ripple CEO, Garlinghouse discusses why he is optimistic about XRP lawsuit outcome AMBCrypto16:08 24-Nov-21

SEC Investor Advisory Committee to Meet Remotely on Dec. 2 US Exchange Commission15:21 24-Nov-21

Ripple CEO Believes SEC Case will be Concluded Next Year FX Empire15:06 24-Nov-21

Morgan Stanley Increases Bitcoin Exposure, Buys More Grayscale BTC Trust Shares CryptoPotato.com14:54 24-Nov-21

Diana Shipping Inc. Announces Distribution Date for Previously Announced OceanPal Inc. Spin-Off GlobeNewswire (Press Release)14:11 24-Nov-21

The Brief: Spinning off ReNewCos, wildfire reinsurance in California, community solar in New York, impact startups in… ImpactAlpha13:20 24-Nov-21

Should Public Companies Establish an ESG Disclosure Committee? The Fashion Law13:19 24-Nov-21

Does The SEC Even Need A Specific FCPA Unit? Lex Blog (Weblog)11:28 24-Nov-21

MOD Pizza files for IPO Seattle Daily Journal of Commerce08:08 24-Nov-21

SEC v. Ripple case makes “good progress” to reach conclusion next year, says CEO Brad Garlinghouse FXstreet08:05 24-Nov-21

Nigeria: First Bank Too Big to Be Owned By One Person - CBN AllAfrica07:27 24-Nov-21

Ripple exec: If XRP is the banker coin, then Bitcoin’s the drug dealer coin Crypto News Flash07:19 24-Nov-21

Approval obtained for the public offer of MTN Nigeria ordinary shares Africa Business Communities07:02 24-Nov-21

Nigeria: MTN Secures SEC's Approval for Sale of 575m Shares, Launches Equity Bookbuild to Investors Ahead of Retail… AllAfrica04:45 24-Nov-21

Ex-Cozen Atty Ends SEC Insider Trading Claim With $20K Deal Law36002:46 24-Nov-21

SEC Proposes Rescinding 2020 Amendments to Rules Governing Proxy Advisors JD Supra01:51 24-Nov-21

SHAREHOLDER ALERT: Pomerantz Law Firm Investigates Claims On Behalf of Investors of DocGo Inc. - DCGO; DCGOW GlobeNewswire (Press Release)01:37 24-Nov-21

NY High Court Sides With JP Morgan In $140M Insurance Suit Law36001:15 24-Nov-21

Ripple Expects SEC Lawsuit Over XRP to Conclude Next Year, CEO Says ‘We’re Seeing Pretty Good Progress’ Bitcoin.com00:41 24-Nov-21

SEC Adopts Final Rules Requiring Universal Proxy Cards JD Supra22:48 23-Nov-21

The SEC Declares “You All Fail” JD Supra22:38 23-Nov-21

SEC Adopts Universal Proxy Rules Lex Blog (Weblog)22:33 23-Nov-21

Cassava Sciences facing widening probe over short seller claims Compliance Week22:31 23-Nov-21

Arrival Announces Closing of Public Follow-on Offering and Full Exercise of Underwriters’ Option to Purchase Additional … GlobeNewswire (Press Release)22:14 23-Nov-21

DAOsing Rods and the Power of Enforcement Prediction JD Supra21:57 23-Nov-21

Improving the SEC Disclosure Framework through Page Limits JD Supra21:46 23-Nov-21

red violet Announces Closing of $21.0 Million Registered Direct Offering GlobeNewswire (Press Release)21:43 23-Nov-21

ProPetro avoids fine in executive perk case; ex-CEO to pay $195K Compliance Week21:42 23-Nov-21

PCAOB’s new board approves 2022 budget Accounting Today21:10 23-Nov-21

Navigating the evolving ESG disclosure landscape as a U.S. public company - Chief Executive digital publication JD Supra18:33 23-Nov-21

Chamber of Commerce Lobbying on Climate Investing ‘At Odds’ With Member Stances, Says Report DeSmogBlog18:05 23-Nov-21

Port St. Lucie City Center: $400,000 deal with SEC to be final by March TCPalm.com, Florida17:58 23-Nov-21

Notable Draftkings Insider Makes $365K Buy Yahoo! US17:43 23-Nov-21

ProPetro, SEC Settle Charges on Ex-CEO’s Undisclosed Perks Hart Energy17:37 23-Nov-21

Thermic Science Prepares Form 10 Registration Statement To File First Quarter 2022, Begins 2-Year Audit Current Filings … BioSpace17:35 23-Nov-21

JPMorgan Beats Insurers in Appeal Over $140M Bear Stearns Settlement Insurance Journal17:32 23-Nov-21

JPMorgan wins appeal against insurers over Bear Stearns settlement Reuters16:47 23-Nov-21

The SEC May Soon Propose Changes to Equity Market Structure: What Traders Should Know JD Supra16:30 23-Nov-21

Seeking Present Me Anything requests The Manila Times16:22 23-Nov-21

SEC Requires Use of Universal Proxy Cards in Proxy Contests JD Supra15:28 23-Nov-21

Tesla Hired a New Lawyer. He Comes From the SEC. Barron's Online15:11 23-Nov-21

Ripple Makes Good Progress on its Legal Case Against the SEC, Says CEO CryptoPotato.com15:05 23-Nov-21

Theratechnologies Announces Renewal of Shelf Prospectus and Registration Statement;… PR Newswire (Press Release)14:49 23-Nov-21

DXP Enterprises Announces Receipt of Notice From Nasdaq Regarding Late Filing of Quarterly… Business Wire (Press Release)14:30 23-Nov-21

Ripple case with SEC to ‘likely’ reach a conclusion in 2022, says CEO Cointelegraph13:57 23-Nov-21

Oragenics Announces Adjournment of Annual Meeting of Shareholders Due to Lack of Quorum Business Wire (Press Release)13:30 23-Nov-21

'If you call XRP the banker coin, then Bitcoin's the drug dealer coin' AMBCrypto13:09 23-Nov-21

XRP Lawsuit: Is it Fair Play to Leave Ether Untouched while Imposing Security Law on XRP? CoinGape12:38 23-Nov-21

Bionomics Files Registration Statement for Proposed Initial Public Offering in the United States BioSpace12:28 23-Nov-21

U.S. SEC charges oilfield services firm, former exec with disclosure failures -statement Reuters12:22 23-Nov-21

Brad Garlinghouse: Ripple Is Making “Good Progress” in Its Lawsuit with SEC AtoZ Markets10:36 23-Nov-21

Contextlogic Insider Trades $465K In Company Stock Yahoo! US10:03 23-Nov-21

SEC v Ripple lawsuit could reach conclusion in 2022 Cryptopolitan08:39 23-Nov-21

McKinsey agrees to $18m settlement with SEC over poor insider trading controls Financial News08:33 23-Nov-21

AERKOMM : Aerkomm Announces Filing of Quarterly Report on Form 10-Q for the Fiscal Quarter… Actus News06:39 23-Nov-21

Ripple seeing 'good progress' in SEC case over XRP, outcome expected next year CNBC06:21 23-Nov-21

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30 Nov 11:17

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